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Laws, Regulations, Rules Current regulatory framework for exchange admission and trading

Communiqués Information on regulatory changes and Media Releases

Market Participant Notifications Databases containing Management Transactions, Significant Shareholders, Official Notices, Delisting decisions and Prospectus list

Sanctions Publication of legally binding judgments in case of rule violations

List of Recognised Representations Experts authorised to represent issuers

Resources Annual reports, practical guidelines and manuals

Audit of Participants Information on the periodic compliance review
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PROSPECTUS OFFICE SYSTEM Digital transmission of prospectus applications for review

CONNEXOR LISTING Listing and reporting of product-related events for bonds and derivatives

Listing

Events

CONNEXOR REPORTING Reporting of regular reporting obligations and ad hoc announcements

MANAGEMENT TRANSACTION REPORTING Reporting of management transactions

OLS DIGITAL Disclosure of significant shareholdings

TRANSACTION REPORTING Reporting of reportable trades and orders by securities dealers

REGULATORY REPORTING OBLIGATIONS FORMS Transmission of other reportable facts

Home
Home

Laws, Regulations, Rules Current regulatory framework for exchange admission and trading

Communiqués Information on regulatory changes and Media Releases

Market Participant Notifications Databases containing Management Transactions, Significant Shareholders, Official Notices, Delisting decisions and Prospectus list

Sanctions Publication of legally binding judgments in case of rule violations

List of Recognised Representations Experts authorised to represent issuers

Resources Annual reports, practical guidelines and manuals

Audit of Participants Information on the periodic compliance review
Home

PROSPECTUS OFFICE SYSTEM Digital transmission of prospectus applications for review

CONNEXOR LISTING Listing and reporting of product-related events for bonds and derivatives

Listing

Events

CONNEXOR REPORTING Reporting of regular reporting obligations and ad hoc announcements

MANAGEMENT TRANSACTION REPORTING Reporting of management transactions

OLS DIGITAL Disclosure of significant shareholdings

TRANSACTION REPORTING Reporting of reportable trades and orders by securities dealers

REGULATORY REPORTING OBLIGATIONS FORMS Transmission of other reportable facts
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Sanctions before 2016

Legally binding sanction decisions/notices are published in anonymised or deanonymised form.

Sanctions imposed as of 2016 are available here.

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