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  • Home
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    • Laws, Regulations, Rules Current regulatory framework for exchange admission and trading
    • Communiqués Information on regulatory changes and Media Releases
    • Market Participant Notifications Databases containing Management Transactions, Significant Shareholders, Official Notices, Delisting decisions and Prospectus list
    • Sanctions Publication of legally binding judgments in case of rule violations
    • List of Recognised Representations Experts authorised to represent issuers
    • Resources Annual reports, practical guidelines and manuals
    • Audit of Participants Information on the periodic compliance review
  • Home
    • PROSPECTUS OFFICE SYSTEM Digital transmission of prospectus applications for review
    • CONNEXOR LISTING Listing and reporting of product-related events for bonds and derivatives
      • Listing
      • Events
    • CONNEXOR REPORTING Reporting of regular reporting obligations and ad hoc announcements
    • MANAGEMENT TRANSACTION REPORTING Reporting of management transactions
    • OLS DIGITAL Disclosure of significant shareholdings
    • TRANSACTION REPORTING Reporting of reportable trades and orders by securities dealers
    • REGULATORY REPORTING OBLIGATIONS FORMS Transmission of other reportable facts
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Market Participant Reporting Obligations

Exchange participants and securities traders are subject to notification obligations, which provide further useful information for market surveillance. 

Transaction Reports

Under federal law, exchange participants and securities traders are obliged to fulfill their reporting obligations to ensure transparency in securities trading. The market surveillance department must be able to embed all reported transactions into our surveillance framework - so the quality of the data reported is extremely important. The reporting office is responsible for receiving transaction reports. This can be accessed via the Member Section.

 

Member Section

​Regulations

Trading Rules SIX Swiss Exchange Reporting Office Rules SIX Swiss Exchange Further regulations
  • Transaction Reports
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