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Laws, Regulations, Rules Current regulatory framework for exchange admission and trading

Communiqués Information on regulatory changes and Media Releases

Market Participant Notifications Databases containing Management Transactions, Significant Shareholders, Official Notices, Delisting decisions and Prospectus list

Sanctions Publication of legally binding judgments in case of rule violations

List of Recognised Representations Experts authorised to represent issuers

Resources Annual reports, practical guidelines and manuals

Audit of Participants Information on the periodic compliance review
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PROSPECTUS OFFICE SYSTEM Digital transmission of prospectus applications for review

CONNEXOR LISTING Listing and reporting of product-related events for bonds and derivatives

Listing

Events

CONNEXOR REPORTING Reporting of regular reporting obligations and ad hoc announcements

MANAGEMENT TRANSACTION REPORTING Reporting of management transactions

OLS DIGITAL Disclosure of significant shareholdings

TRANSACTION REPORTING Reporting of reportable trades and orders by securities dealers

REGULATORY REPORTING OBLIGATIONS FORMS Transmission of other reportable facts

Home
Home

Laws, Regulations, Rules Current regulatory framework for exchange admission and trading

Communiqués Information on regulatory changes and Media Releases

Market Participant Notifications Databases containing Management Transactions, Significant Shareholders, Official Notices, Delisting decisions and Prospectus list

Sanctions Publication of legally binding judgments in case of rule violations

List of Recognised Representations Experts authorised to represent issuers

Resources Annual reports, practical guidelines and manuals

Audit of Participants Information on the periodic compliance review
Home

PROSPECTUS OFFICE SYSTEM Digital transmission of prospectus applications for review

CONNEXOR LISTING Listing and reporting of product-related events for bonds and derivatives

Listing

Events

CONNEXOR REPORTING Reporting of regular reporting obligations and ad hoc announcements

MANAGEMENT TRANSACTION REPORTING Reporting of management transactions

OLS DIGITAL Disclosure of significant shareholdings

TRANSACTION REPORTING Reporting of reportable trades and orders by securities dealers

REGULATORY REPORTING OBLIGATIONS FORMS Transmission of other reportable facts
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Contact

SIX Exchange Regulation AG

Adresse

SIX Exchange Regulation AG
Hardturmstrasse 201
P.O. Box
8021 Zürich
Switzerland

We can be reached by telephone on trading days of the SIX Swiss Exchange during the following times:

8:30 - 17:30

Contact

SER - Listing & Enforcement (Self-regulated)

For questions regarding the self-regulated areas of Listing & Admission, Ad hoc Publicity, Regular Reporting, Corporate Reporting and Management Transactions you can reach us as follows.

Contact

SER - Listing & Enforcement (public law)

On the basis of public law (not self-regulated), we operate an authorised Prospectus Office and receive Disclosures of Shareholdings. Here we can only provide information within the scope of our legal mandate.

Contact

SER - Surveillance & Enforcement

The Surveillance & Enforcement teams can be reached under the following contacts.

Contact

SIX Exchange Regulation AG
SER - Listing & Enforcement (Self-regulated)
SER - Listing & Enforcement (public law)
SER - Surveillance & Enforcement

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