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    • Laws, Regulations, Rules Current regulatory framework for exchange admission and trading
    • Communiqués Information on regulatory changes and Media Releases
    • Market Participant Notifications Databases containing Management Transactions, Significant Shareholders, Official Notices, Delisting decisions and Prospectus list
    • Sanctions Publication of legally binding judgments in case of rule violations
    • List of Recognised Representations Experts authorised to represent issuers
    • Resources Annual reports, practical guidelines and manuals
    • Audit of Participants Information on the periodic compliance review
  • Home
    • PROSPECTUS OFFICE SYSTEM Digital transmission of prospectus applications for review
    • CONNEXOR LISTING Listing and reporting of product-related events for bonds and derivatives
      • Listing
      • Events
    • CONNEXOR REPORTING Reporting of regular reporting obligations and ad hoc announcements
    • MANAGEMENT TRANSACTION REPORTING Reporting of management transactions
    • OLS DIGITAL Disclosure of significant shareholdings
    • TRANSACTION REPORTING Reporting of reportable trades and orders by securities dealers
    • REGULATORY REPORTING OBLIGATIONS FORMS Transmission of other reportable facts
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Online-Formulare Regelmeldepflichten

Important notice

Issuers with primary-listed equity securities, i.e. shares and participation certificates, must use CONNEXOR Reporting to report the information set out under Art. 9 of the Directive Regular Reporting Obligations. In the event that CONNEXOR Reporting is exceptionally not available for technical reasons, the following online forms can also be used.

Online forms Directive Regular Reporting Obligations

Where the Art. 10 et seq. of the Directive Regular Reporting Obligations and the Annexes 2 - 6 as well as the Additional Rules for Listing of Exchange Traded Products thereto stipulate that reportable facts are to be transmitted via online forms (with or without official notice), the relevant information must be transmitted using the following online forms:

  • Auditing Firm
  • Conditional Capital
  • Contact Persons
  • Change of Address
    (Head office and Invoice address)
  • Official Notice Capital Decrease
  • Official Notice Capital Increase
  • Official Notice Change of Fund Management
  • Official Notice Change of Underlying (Base Currency)
  • Official Notice Deferred Repayment
  • Official Notice Dividends
    (including share premium dividends)
  • Official Notice ISIN / Security Nr. / Ticker Symbol Change
  • Official Notice Name Change
  • Official Notice Redemption of Units
  • Official Notice Restructuring
  • Official Notice Splits



    Only for Sponsored Foreign Shares (Excel)
  • Templates: Conversion, buy-backs via put options, suspension of trading, cancellation of primary listing, dividends
    • Important notice
    • Online forms Directive Regular Reporting Obligations
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